The Health Insurance Portability and Accountability Act (HIPAA), directed by the US Department of Health and Human Services, mandate that patients' medical records and other healthcare information should be protected against breaches and unauthorized. Organizations that deal with protected health information (PHI) must have a physical, network, and process security measures in place and follow them to ensure HIPAA Compliance. The Health Information Technology for Economic and Clinical Health (HITECH) Act has illuminated and enhanced HIPAA prerequisites, especially by raising the financial penalties in cases of non-compliance.
Who must be HIPAA compliant?
Any healthcare organization that stores, processes, or transmits personal health information is considered a covered entity and is required to adhere to the Privacy and Security Rules of the HIPAA. This includes:
Who is responsible for HIPAA compliance?
The Department of Health and Human Services (HHS) and the Office for Civil Rights (OCR) are responsible for controlling, enforcing, and approving these standards and may conduct compliance investigations and audits.
HIPAA PRIVACY & SECURITY RULES
Covered entities and business partners are required to comply with the HIPAA Privacy Rule and the HIPAA Security Rule. The Privacy Rule characterizes and constrains the conditions in which an individual’s traceable health data might be utilized or unveiled by covered entities. This data consists of statistic data such as name, address, birth date, Social Security Number, and information that refers to.
The Privacy Rule calls this data Protected Health Information (PHI).
However, some data are excluded from PHI, such as employment records that a covered entity maintains in its ability as an employer, instruction records, and certain other records subject to, or defined in, the Family Educational Rights and Privacy Act, 20 U.S.C. §1232g.
However, some data are excluded from PHI, such as employment records that a covered entity maintains in its ability as an employer, instruction records, and certain other records subject to, or defined in, the Family Educational Rights and Privacy Act, 20 U.S.C. §1232g.
The Privacy Rule is NOT specific to electronic data and applies equally to written records, telephone conversations, and more. It mandates that organizations may only release PHI as explicitly allowed by the Privacy Rule or with the earlier written consent of the individual who is the subject of the records. The Privacy Rule also contains various notifications and regulatory prerequisites intended to ensure proper records are maintained, and that individuals are aware of their rights under HIPAA.
The Security Rule covers the protection of the confidentiality, integrity, and accessibility of PHI in electronic form (commonly known as ePHI). It recommends various required policies, techniques, and reporting components that must be set up for all information systems that process, store, and transmit ePHI inside and between covered entities.
The Security Rule contains multiple proposed standards (or requirements) and usage specifications that fall into three categories.
1. Administrative Safeguards (§164.308):
Administrative safeguards are activities, policies, and methodology that manage the selection development, execution, and maintenance of security measures to protect ePHI and to manage the conduct of the workforce in relation to the protection of that data. This rule covers the following requirements.2. Physical Safeguards (§164.310): This rule covers the following requirements:
Facility Access Control: It covers the following requirements.
3. Technical Safeguards (§164.312): This rule covers the following requirements:
Access Control: It covers the following requirements:
Integrity: It covers the following requirements:
HIPAA violations | Minimum Penalty | Maximum Penalty |
---|---|---|
The covered entity or business associate did not know, and by exercising reasonable diligence would not have known, of the HIPAA violation. | $100 per violation, with an annual maximum of $25,000 for repeat violations | $50,000 per violation, with an annual maximum of $1.5 million |
HIPAA violation was due to reasonable cause and not due to wilful neglect. | $1,000 per violation, with an annual maximum of $100,000 for repeat violations | $50,000 per violation, with an annual maximum of $1.5 million |
HIPAA violation was due to wilful neglect and was corrected within 30 days of when the covered entity or business partner knew or should have known, of the violation. | $10,000 per violation, with an annual maximum of $250,000 for repeat violations | $50,000 per violation, with an annual maximum of $1.5 million |
HIPAA violation was due to wilful neglect and not corrected within 30 days of when the covered entity or business partner knew or should have known, of the violation. | $50,000 per violation, with an annual maximum of $1.5 million | $50,000 per violation, with an annual maximum of $1.5 million |
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